disqualification to leave the company. Clause 5. The securities company shall arrange for the full-service branch office to have a branch office manager and the following work units: (1) A securities services unit
arrange for the full-service branch office to have a branch office manager and the following work units: (1) A securities services unit; (2) A securities operation unit, the securities company may arrange
disqualification to leave the company. Clause 5. The derivatives broker shall arrange for the full-service branch office to have a branch office manager and the following work units: (1) A derivatives services unit
executive or personnel who rendered the company into such disqualification to leave the company. Clause 5. The derivatives broker shall arrange for the full-service branch office to have a branch office
-General, stated in her opening speech: “The SEC Thailand is delighted to co-organize this important workshop whose objectives align with our efforts to promote respect for human rights, including gender
://www.sec.or.th/TH/Pages/MarketData/seminar-documents.aspx. The SEC will continue to organize seminars to disseminate beneficial knowledge to audit committees and each party involved in the financial reporting
organize events in four provinces, i.e. Khon Kaen, Nakhon Si Thammarat, Udon Thani and Chiang Mai. The first event was held in Khon Kaen under a seminar called “Capital Market Caravan Visits Khon Kaen
2021, SEC, in cooperation with the UK Prosperity Fund under the ASEAN Low Carbon Energy Programme (ALCEP) and EY Corporate Services (Singapore) Co., Ltd., will organize the second online seminar on the