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Bangkok, 23 January 2024 – The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10535

SEC instructs NUSA to clarify information on its Board of Directors’ structure and the person holding Chairman position, including the case in which shareholders file lawsuits with the Civil Court to request revocation of Extraordinary General Meeting of Shareholders’ resolutions

March 21, 2024, Stock Exchange of Thailand (SET) notified NUSA to clarify on the discrepancy of information regarding the Board of Directors’ meeting as SET had been informed that the meeting which was

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11040

SEC files a criminal complaint against eight more individuals with DSI for manipulating MORE share price or trading volume

Exchange Act, B.E. 2535 (1992), in conjunction with Section 83 of the Criminal Code. The criminal complaint was filed with the inquiry official of the Economic Crime Suppression Division (ECD) of the Royal

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10686

SEC imposes civil sanctions on two offenders for colluding in the insider trading of COL shares

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, facts and evidence were found leading to the belief that Worawoot, COL director and the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10984

SEC amends regulations on provision of advisory services for investment in foreign capital market products to enhance efficiency and flexibility

or derivatives dealer.** Three related notifications are as follows: 1. The Notification of the Securities and Exchange Commission No. Kor Thor. 20/2566 Re: Prescribing Natures of Giving Advice to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504

SEC amends ETF regulations to expand varieties

Exchange Commission No. Sor Nor. 29/2566 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors (No. 7

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499

SEC issues amendments to debt securities offering and disclosure rules

Exchange Commission No. Sor Jor. 13/2567 Re: Reporting Information Disclosure of Debt Securities Issuer after Debt Securities Offering (No. 3), dated 30 April 2024: https://publish.sec.or.th/nrs/10217s.pdf

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10828

SEC is ready to elevate restrictions on illegal digital asset platforms after the new laws take effect today

Notification of the Securities and Exchange Commission. Concurrently, by virtue of the Cybercrime Law, the Ministry of Digital Economy and Society (DE) is authorized to block websites and applications of foreign

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11698

SEC orders CIG to clarify information regarding asset acquisition and the right offering and private placement of newly issues shares

benefits of shareholders or investment decisions.Therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), the SEC has ordered CIG to provide additional information regarding

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12028

SEC imposes civil sanction on four offenders for manipulating the TRITN share price

According to a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, it was revealed that during the period between 2 – 9 September 2022, the four

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11832