or derivatives dealer.** Three related notifications are as follows: 1. The Notification of the Securities and Exchange Commission No. Kor Thor. 20/2566 Re: Prescribing Natures of Giving Advice to
Exchange Commission No. Sor Nor. 29/2566 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors (No. 7
beyond. Reflecting current economic conditions, listed companies’ performances on the stock exchange and the index have significantly decreased. Nevertheless, there is a positive trend in corporate
Exchange Commission No. Sor Jor. 13/2567 Re: Reporting Information Disclosure of Debt Securities Issuer after Debt Securities Offering (No. 3), dated 30 April 2024: https://publish.sec.or.th/nrs/10217s.pdf
Notification of the Securities and Exchange Commission. Concurrently, by virtue of the Cybercrime Law, the Ministry of Digital Economy and Society (DE) is authorized to block websites and applications of foreign
benefits of shareholders or investment decisions.Therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), the SEC has ordered CIG to provide additional information regarding
According to a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, it was revealed that during the period between 2 – 9 September 2022, the four
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above
The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA
244/6 (as the case may be) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Criminal Code to the ECD inquiry officials on 10 February 2023* |The SEC’s