Businesses B.E. 2561 (2018). More information on the legislation is available at http://www.sec.or.th/digitalasset and the SEC Facebook Page. _________________________

legislation is available at http://www.sec.or.th/digitalasset and the SEC Facebook Page. _____________________

creating a comprehensive investment care service at a low cost. The service starts from (1) exploring and understanding customers, (2) constructing an investment portfolio, (3) implementing the portfolio

establishment and the application fee for amendment to a mutual fund scheme to be designated as SRI Fund is exempt at an amount not exceeding 5,000 baht per fund scheme. Both exemptions are valid for the

is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=864. Stakeholders and interested parties are welcome to submit comments and suggestions on the website or via email: piravade

rights respect as well as the IOD’s vision to help strengthen efficiency of corporate board performance. Having female representation in the corporate boards will bring about diversity at board level

the offenders. Details of civil sanctions and associated procedures are available at:  https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx

accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint

นี้ กองทุนที่ลงทุนในสัญญาซื้อขายล่วงหน้าและตราสารที่มีลักษณะสัญญาซื้อขายล่วงหน้าแฝงแบบซับซ้อนจะต้องใช้วิธีการคำนวณมูลค่าความเสียหายสูงสุดในรูปแบบ Value-at-Risk (VaR) ในการจำกัดอัตราส่วนการลงทุน เพื่อให้

dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities