documented workers. This could reduce the chance of provident fund dissolution and liquidation, which could impact 1.3 trillion baht investment in the capital market. Furthermore, the proposed amendment aims

originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht.  SEC has considered that Napasook failed to perform duties or

200,000 baht, from annual assessable income as an additional personal income tax allowance However, it is separated from the tax allowance for investing in Super Savings Fund regular, and not subject to

, there was a case of raw material delivery for distillation but in fact the raw materials were not distilled at all. Such dishonest acts caused damage to GGC at the total value of 2,157 million baht

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

baht. Of this amount, debentures accounted for 92 percent, and bills of exchange covered 8 percent. ?In developing the bond market, the SEC emphasizes striking the right balance by providing the business

businesses specified by the SEC Office. In addition, under the new regime, an applicant would pay the application fee of 30,000 baht per securities business per application, and the upfront license fee would

such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht.  The misconduct above led to the

the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

in such shares. As a result, the client was misled by the information and advice given by {A}, purchased such shares at the amount of 5 million baht, and suffered damage from the purchase.By giving