SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. From November 2023 to September 2024, an average of 381 cases were reported monthly. The SEC
Currently, securities companies provide margin loan services to investors to enhance opportunities for higher returns on investments. However, the SEC has observed that many stocks used as
On 25 December 2023, the SEC issued a letter to NUSA’s Board of Directors regarding their resolution, passed on 7 December 2023, to sell the company’s six assets for a total amount exceeding 11
, lectured on the SEC’s supervisory approach in 2024, as well as key principles from the risk management handbook and expectations for significant systems of securities companies, created by the SEC and
the 12th International Conference of the Office of the Public Sector Development Commission (OPDC) for experience sharing in the area of public sector services enhancement through the One Stop Service
The Securities and Exchange Commission (SEC) supported the Thai Investor Association (TIA)’s Kick Off - AGM Checklist 2024, as part of the continuous endorsement for the project which presents an
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Thai ESG funds. The initiative is expected to raise the public awareness of long-term savings to promote financial wellness and drive Thailand towards sustainable development. For more details
Chatuchak District Office for volunteers participating in a tree planting activity on the auspicious occasion of Her Majesty Queen Suthida Bajrasudhabimalalakshana’s Birthday Anniversary on 3 June 2024. Mr
regulations to ensure consistency with the regulations for other sustainability-related products in the capital market and to provide investors with sufficient information for making investment decisions. The