beneficial to the case, the Court reduced the punishments according to Section 78 of the Penal Code. Accordingly, each jail term was reduced to five years and four months, making a total of 10 years and 8

addition, trigger fund fees are higher than those of general funds and the total expense ratio (TER) is in the range of 1.12 ? 4.5 percent or a 2.8 percent average compared to 1.8 percent in general equity

time, thus making the total number of 650. For more information, visit www.sec.or.th and www.cgthailand.org.

. These made the total punishment of four-year imprisonment. Since he pleaded guilty, the Court halved his jail term to two years. ? Pailin Kumut was convicted on one count with one-year imprisonment and a

buying orders for additional securities. {A}, however, made decision to buy and sell securities in the client account. She also sold securities in such account with a total value of more than 900,000 baht

undelivered portion. THL must accordingly record total amount compensation according to the condition and agreement on gold delivery in the financial statements for Q3/2010. 2. Damages demanded by counterparty

. Her misconduct caused damages to the client in the total amount of 389,622.60 baht. Sareerat has fully paid compensation for the damages to the client. The SEC has considered that Sareerat’s acts

repayment terms for SNW231A, SNW224A, and SNW233A bond series, with a total outstanding principal amount of 497.5 million baht;                    - Granting an exemption from an event of default under the

offering of 700 million newly issued shares under the PP at an offering price of THB 0.50 per share (par value of THB 0.25 per share), with a total offering value of not more than THB 350 million.The PP

exceed 50 persons and the total offering value must be less than THB 10 million within any 12 month period. Such offerings would not require prior approval from the SEC and would be exempt from the