qualifications*** (except for the qualifications of CIS operators above) in accordance with the specified criteria. The public consultation is available at the SEC website: https://www.sec.or.th/TH/Pages
committing the offenses shall be remitted to the Ministry of Finance as public revenue. Note: Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages
Supervisory Board.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=805. Stakeholders and interested parties are welcome to give comments and suggestions via the
ทางเฟซบุ๊กเพจ “สำนักงาน กลต.” ประมาณ 1,700 คน ทั้งนี้ The 1st SEC Thailand International Digital Asset Webinar จัดขึ้นภายใต้แนวคิด “Policy Implication for Digital Asset Regulation : A Peak at
questionnaire available at https://forms.gle/9obfP7SDmaJ5775J7 until 2 June 2020. _________________________
12 March 2019. Currently, she does not perform duties at any securities company. In this regard, it is deemed that the approval as assistant manager or an equivalent position has lapsed since 12
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the
Federation of Thai Capital Market Organizations. At this meeting, representatives from the Federation of Thai Capital Market Organizations also attended. ____________________
capital market has recently developed from the initiative of SET employees, recognized at the SET Innovation Awards 2019. It has applied digital technology to take the training process for the license
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took