securities dealing which is not limited to debt instruments. Clause 2 A securities company should arrange a risk management system according to the following guidelines: (1) determining a policy and an
invests in or holds shares of any companies as assets of a mutual fund, it shall exercise the shareholder’s voting rights on behalf of the mutual fund in accordance with the following rules: (1) Arrange to
Section 14 and Section 67 of the Derivatives Act B.E. 2546 (2003), the SEC Office hereby issues the following regulations: Clause 1 Any licensee of derivatives exchange business who wishes to arrange for
. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on
association shall arrange a hearing with such persons and submit a report on such hearing to the SEC in support of the consideration for approval of the proposed rules. The consultation paper is available at
prohibition, however, will not apply if excess holding is not resulted from making additional investment, providing that asset management company must arrange to have appropriate measure to prevent other
Bangkok, January 17, 2011 ? The SEC ordered Bliss-Tel Plc. (BLISS) to arrange a special audit by the auditor who has reviewed the company?s third quarterly financial statements of 2010 on the item of
regarding Connected Transaction by the Company and Subsidiaries 11/08/2020 19:15 Notification of the resolution of the Board of Directors' Meeting to establish a subsidiary in Cambodia 08/06/2020 17:50