(1992) (SEA); while Usavadee and Perayuth?s actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter
certain group of persons had their trading orders, on a continual basis, executed through trading accounts of other persons to lure the public to trade such shares as well while in fact the persons who
applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
Workshop was where the views and experience in conducting reviews on financial statements were exchanged while mutual understanding in adoption of the International Financial Reporting Standards (IFRS) was
of the Provinces? Project where more than 30 Project participants has listed their shares while the ?Pride in Thai Innovative and Creative Businesses? Project has been launched to support expansion of
clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the
-year imprisonment each while Ratchasak must reimburse an aggrieved person in the amount of 878,169.19 baht. In addition, Kachen (or Komgrich or Chitsanucha) was sentenced to 8-year imprisonment for
agenda was to discuss fundraising for business expansion, as earlier appeared on a newspaper, was entirely unfounded, while in fact he knew fully well that the fundraising had already been considered by
for further legal proceeding. As a result, Paweena is banned from holding director or executive positions in any securities issuing company while the legal proceedings are underway. In any case, filing
Pattiya (or Pattiyawongse) to a three-year imprisonment for violating Section 90 of the Securities and Exchange Act B.E.2535 while undertaking businesses of securities brokerage and dealing under the name