, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
, under their management to meet the requirement instead of being subject to immediate dissolution on the closing date of the unitholder register.In addition, the SEC is proposing a waiver of compulsory
. The fees will be exempted according to the specified conditions and additional privileges provided by the SEC and its alliances will be given to businesses submitting their application to join the
yields for the elderly investors. It is part of our job to build consumers? awareness of the importance of long-term savings and smart investment to serve their own individual needs.?The four strategic
plan that could support their life goals. This year we feature investment knowledge updates, edutainment games and activities such as suitability test, tools and channels for investment and retirement
their voting rights. DEMCO will gradually increase its holding in Aeolus from 8 to 27 percent whereby 35,135,134 newly issued Aeolus shares with a par value of B10 each will be subscribed at B37 per share