One of the SEC Strategic Plan’s goals is to build competitiveness by enabling a regulatory framework that supports standardized regulations. The regulatory guillotine scheme* under the Strategic Plan

OSMEP Director Veerapong Malai stated that OSMEP has a mission to integrate and foster the growth and enhance the international competitiveness of SMEs by working together with alliances in all

to approve that EARTH underwent a business rehabilitation process.  The SEC, then, had a question regarding the existence and status of the increased debt of THB 26,000 million.The investigation

net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not

these amendments is to require advertisement and disclosure of trigger funds to be more inclusive to give investors a clearer picture of this type of fund so that they would have correct and complete

of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year

duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company

Unofficial translation (Translation) PAGE (Translation) -5- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The

Unofficial translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot

Microsoft Word - ลำดับที่ 65_5_สธ20-49แก้ไข 7-02-50.doc (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for