. Por. 5964/2562. On 22 December 2020, the Appeal Court rendered the judgement,* opposing the Civil Court’s decision. In this regard, the defendant is required to pay civil penalty twice the amount of
and the share price changed quickly. Nevertheless, under the current criteria, posting the trading alert sign to warn investors to make investment decisions carefully is not required in this case. SEC
business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press
within 30 November 2017. The SEC later extended the deadline for PACE as requested, to 15 January 2018. However, PACE has failed to submit the clarification and disclose the required information within
required to supervise and ensure that their advertisement would contain complete, correct and not misleading information.The consultation paper is available on the SEC website at http://capital.sec.or.th
conducted in last July showed that most participating stakeholders agreed with the proposal for revising the rules in this matter.According to the proposed amendment, an DW issuer would be required to
issues required to be disclosed are as follows: (1) To additionally disclose directors and executives’ compensation policy, method of determining the compensation packages, structures of each
. Asset management companies are required to state which liquidity risk management tools they choose to use clearly in the investment management scheme and in the fund prospectus
auditing and reviewing the financial statements, is therefore a key factor in making the financial statements reliable; and when the international standards change, SEC is required to revise the rules
clear, and to amend the rule to be more flexible as that the use of proceeds which differs from what stated in the filing will be required to obtain an approval from a shareholders’ meeting only if the