SEC based on necessary and appropriate grounds.The SEC and the SET have published the consultation paper at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=818 and www.set.or.th. Stakeholders and
Capital Market Fundraising Promotion Project for SME (PP-SME).** The Office of Small and Medium Enterprises Promotion (OSMEP) has published the List of Registered PP-SME Participating Entities at https
Fundraising Promotion Project for SME (PP-SME).** The Office of Small and Medium Enterprises Promotion (OSMEP) has published the List of Registered PP-SME Participating Entities at https://www.smeone.info
, has joined forces to steer and align the direction of Thailand’s sustainable finance policies.On 18 August 2021, Working Group on Sustainable Finance has jointly published Sustainable Finance
analysis reports in the second year and third year. In addition, there will be a quarterly update on each published securities and will be available on various media channels of SET, the SEC, IAA, research
. 173/2018 published on 27 December 2018.** The untrustworthy characteristics of persons in securities issuing companies and listed companies and the regulations for removal of such persons are
JC has been revising the published guidance and will publish an updated version in coming months.Tax working groupThe JC heard a presentation from the Tax working group. The presentation gave
qualifications based on the stipulated criteria.SEC has published the list of business operators granted approval to be wealth advisory service providers on SEC’s website www.sec.or.th and those who need more
from 5 September 2018 onwards.**Meanwhile, Mr. Thanawat acknowledged the civil sanction on 31 August 2018._______________________________ Notes: *SEC news release No. 98/2018, published
applications submitted in 2023. The Notification of the SRI Fund Fee Exemption Regulations has been published in the Government Gazette, taking effect from 1 January onwards. An SRI Fund is a mutual fund that