regarded as a transfer of business in essential part pursuant to Section 107 (2) (a) of the Public Limited Companies Act B.E. 2535 (1992) (as amended) (the “Public Limited Companies Act”) and is regarded as
PowerPoint Presentation เอกสารรับฟังความคิดเห็น เลขที่ อนจ. 17/2560 เรื่อง หลักการปรับปรุงหลักเกณฑ์เกี่ยวกับการด ารงเงินกองทุน (on-going capital requirement) ของบริษัทหลักทรัพย์จัดการกองทุน (บลจ
requirement are loan receivable and financial assets which are debt instruments that are not measured at fair value through profit or loss, loan commitment and financial guarantee contract. The expected credit
requirement. As evidenced, the B Conglomerate’s capital adequacy ratio (CAR) according to the Basel III Accord was 18.23 percent, with a Tier 1 capital ratio of 15.91 percent. All of the above endeavors and
Supervisory Board including any regulations or guidelines issued by virtue of this Notification or other Notifications thereof, have not been stipulated as a requirement for any particular business operation
Board including any regulations or guidelines issued by virtue of this Notification or other Notifications thereof, have not been stipulated as a requirement for any particular business operation, or have
refuse to the counter trader. Clause 11. The securities company shall not mislead counter trader about the essential details of securities trading, by refrain from information disclosure, distort
mislead counter trader about the essential details of securities trading, by refrain from information disclosure, distort information, or give false information to counter trader. 8 Amended by Notification
conditions agreed provided that the securities company clearly explain the ground of refuse to the counter trader. Clause 11. The securities company shall not mislead counter trader about the essential details