Annual Registration Statement (Form 56-1) and the Registration Statement for Securities Offering (Form 69-1) to include the CG Code compliance as well as other important information such as the level of
in the Thai capital market also resulted in higher level due to reliable financial reports of listed firms, helping facilitate those firms? overseas fund raising and boost competitive edge of capital
advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital
the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise
ประเภทนายหน้าซื้อขายหลักทรัพย์ที่เป็นหน่วยลงทุน มีหน้าที่ต้องประเมินระดับความเสี่ยงเกี่ยวกับระบบเทคโนโลยีสารสนเทศซึ่งส่งผลต่อการดำเนินธุรกิจของผู้ประกอบธุรกิจตามแบบรายงาน Risk Level Assessment ("
; Level 4 Investment Advice Diploma ผู้แนะนำการลงทุนด้านตลาดทุน
measure (LTV). As a result, MK could maintain the sales of housing units at the same level as the previous year. However, MK’s gross profit margin was also impacted by the economic slowdown during the first
inspecting unit…………………………………………………………… (2) Period of inspection.……………………………………………………… ……… (3) Scope of inspection (3.1) Audit engagements level…………………………………….…………… (Please specify the names of the engagement
system by the Audit Firm (internal monitoring) (1) Name of inspecting unit…………………………………………………………… (2) Period of inspection.……………………………………………………… ……… (3) Scope of inspection (3.1) Audit engagements level