intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly expenses, provided that the expenses are
) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration
agent shall: (1) call for its clients to deposit property as initial margins in the amount not less than the rate or value prescribed by the derivatives exchange or the value calculated under the method
in a derivatives exchange, the derivatives agent shall: (1) call for its clients to deposit property as initial margins in the amount not less than the rate or value prescribed by the derivatives
less than five years. In the first two years, those information and documents shall be preserved in such a way that is promptly available for the Office to view or inspect.” Clause 3 This Notification
Company dated 4 January 2000 shall be repealed and replaced by the following texts: “Clause 16 Securities companies must maintain information and documents related to the custody of clients’ assets not less
2000 shall be repealed and replaced by the following texts: “Clause 16 Securities companies must maintain information and documents related to the custody of clients’ assets not less than five years. In