, in consistence with the current market conditions. Moreover, as the SEC aims to enhance investors? knowledge and encourage them to make prudent investment decision based on proper information, the new
Members Program (APC). The APC aims at educating the provident fund committee members on best practices, good governance and duties of the provident fund committee. The program includes knowledge on various
The Securities Commission Malaysia, the Monetary Authority of Singapore, and the Securities and Exchange Commission of Thailand have signed a Memorandum of Understanding to enhance the ASEAN
Understanding (MOU) on Expedited Review Framework for Secondary Listings.The Expedited Review Framework is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The
be adequate to achieve the financial goals while a variety of investment choices are available, such as investment in good real estate or investment in the capital market with proper understanding
advice to the customer, taking into account various factors of the customer, such as the purpose of investment, knowledge and understanding of risk and investment, investment experience, financial position
case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding
, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening
opening the account. In case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and