centralized service providing investors with access to consolidated data of their LTF holdings will be available on SET website to support their decision-making on LTF investment switching under the
exchange(2) Digital asset broker(3) Digital asset dealer(4) Digital asset fund manager, providing client asset custody services(5) Digital asset advisory services, providing client asset custody services(6
Navigating Associated Risks from Key Stakeholders," along with workshops on "Generative AI Governance" and "Studies of Cybercrime Next Door." Additionally, there were booths providing insights into
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; (2
exchange. While the investment objective in relation to derivatives trading will no longer be limited, derivative brokers, in providing the service, will be required to comply with rules and practices
independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers
solicitation or providing services for clients, information disclosure, advisory service, information or report filing with the SEC, prevention and management of conflicts of interest, and services provided by
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that since January 1, 2022, Zipmex has not been providing policies, measures, and guidance for
tests before providing services to them. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 16/2025 Dated 22/09/2025