may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of

of Covid-19 such as social distancing, hygienic mask wearing and implementing the screening protocols at building entrance. For further information and inquiries, please call SEC Help

Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts

Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to

Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave

According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1

Commerce.  According to the study, the recording of accounting transactions by listed companies in Thailand can be further improved.  The study also reveals that most audit adjustments occurred from the

a LuxSE listing guidelines and communicate to debt issuers, and cooperate with LuxSE in providing in-depth knowledge and answering further questions. LGX is the world’s first green exchange which

case may be. The SEC has therefore filed a criminal complaint against the 11 offenders with the ECD for consideration of further legal action. In addition, the SEC notified the legal proceedings under

system and the information technology system. In this regard, Huobi notified that the company was in negotiation for procurement of new work systems and requested further extension of deadline