Since the class action law came into force in 2015, the SEC has continuously publicized the information about the law to enhance knowledge and understanding of investors and interested parties

Royal Highness Prince Raphi Phatthanasak Krom Luang Ratchaburi Direkrit, the “Father of Modern Thai Law,” on the occasion of Prince Raphi Phatthanasak Memorial Day, on 7 August 2023, in front of the

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9

pending of relating law and regulation by Department of National Parks, Wildlife and Plant Conservation regarding the new rule on landscape and animal shelter which is expecting to finalise within 6 months

institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of

Mr. Anek Yooyuen, Deputy Secretary-General of the SEC, said: “We have been on the case regarding the complaints against the ZipUp+ project of Zipmex Co., Ltd. So far, the SEC has enforced the law on

investor; (b) compliance with the investment policy and rules concerning investment as specified by the law; (c) prevention, correction or management of any risks arisen from investment. (3) back office

the investment policy and rules concerning investment as specified by the law; (c) prevention, correction or management of any risks arisen from investment. (3) back office supporting system which

customer or the investor; (b) compliance with the investment policy and rules concerning investment as specified by the law; (c) prevention, correction or management of any risks arisen from investment. (3

Exchange of Thailand; “investment unit” means: (1) The investment unit specified under the Law on Securities and Exchange; (2) A financial instrument or certificate representing the right of the holder as