right when there is no more necessity, and the information owner shall have the evidence of giving such right and specified the compliance period and cancel such right when that period had lapse.[M] 3

short sale; (4) collect the information and evidence of each client in a separate folder which shall be updated on a regular basis; (5) review the client’s limit under (1) at least once a year or upon any

amend the terms and other details necessary for and relevant to the issuance and allocation of the VGI-W2 Warrants, (b) sign applications and other documents and evidence necessary for and relevant to the

, and necessary evidence in connection with the allocation of such newly issued ordinary shares, including the arrangement and submission of applications for such permission or waiver, documents and

applications for permission and waiver, and necessary evidence in connection with the allocation of such newly issued ordinary shares, including the arrangement and submission of applications for such permission

the allocation of such newly issued ordinary shares; and 3) to execute applications for permission and waiver, and necessary evidence in connection with the allocation of such newly issued ordinary

approval under Chapter 2 and Chapter 3 shall submit to the Office documentary evidence and reports on sale results in accordance with guidelines provided in the Office’s electronic system. Chapter 5

evidence of showing the right to the assets of a fund. “fund” means any fund having the following characteristics, regardless of whether such funds are established in the form of investment company, trust or

U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: + 662 273 8838 F: + 662 273 8858 www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and offering of the newly issued preferred shares to be issued and offered to the existing shar...

Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....