opened in 2019. • Selling expense to total revenue in 2019 was 27.3% which improved by 3.5% from 2018. The decrease was mainly from significant increase in sales from dessert café in every quarters, while
Clause 3(5) at least once every two years unless the first attendance of such training occurs after such approval has been granted, in which case the Office may extend the interval of such training beyond
. Clause 7. Persons who have been granted an approval to act as a mutual fund manager shall attend any fundamental knowledge training courses as stipulated in Clause 3(5) at least once every two years unless
company. In case the client does not have any transaction for more than six month, the securities company shall deliver a report of the client’s assets to such client at least once every six months within
does not have any transaction for more than six month, the securities company shall deliver a report of the client’s assets to such client at least once every six months within the seventh day of the
particular time; (5) Investment in financial instruments/contracts which are legal under the concerned laws; (6) All expenses chargeable to the fund should serve the purpose of fund operation; (7) Every
operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business
documentation regarding the controlling person in derivative trading of the customer as well as financial condition and debt repayment capability of the customer for every existing customers who Derivatives
arrange information or documentation regarding the controlling person in derivative trading of the customer as well as financial condition and debt repayment capability of the customer for every existing