for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535

Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used

1 Ref. 29/01/36 19 June 2020 Subject: Notification on the Entering into the Public-Private Partnership Agreement for the U-Tapao International Airport and Eastern Aviation City Development Project To

Director The Stock Exchange of Thailand Reference: 1. Information Memorandum on the Issuance and Offering of the Newly Issued Shares through Private Placement (PP) of Safari World Public Company Limited 2

Parties: Buyer : Smaaash Entertainment Private Limited Seller : Major Cineplex Group Public Company Limited 3. Transaction Asset: 17,896,666 Shares (49.00%) of PVR BLUO Entertainment Limited to Smaaash

ลงทุนในวงจ ากัดโดยเฉพาะเจาะจง1 (Private Placement : PP-วงแคบ) เป็นอย่างดีแล้วว่า “unrated bond ที่มีการเสนอขายแบบ PP-วงแคบ นั้น อาจมีความเสี่ยงด้านเครดิตและสภาพคล่องสูงกว่า ตราสารหนี้ทั่วไป นอกจากนี้ ยัง

Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์   แบบสำรวจความคิดเห็น Hearing Home      หลักการแนวทางการอนุญาตให้กองทุนสามารถลงทุนในหน่วยของกิจการเงินร่วมลงทุน (private

rapidly evolving. The SEC has been proactively promoting awareness and knowledge of investment threats through collaboration with both public and private sector partners to address emerging threat