exercise voting rights, excluding voting rights of interested shareholders. Moreover, issuance of new shares to pay for MAC shares is deemed a discount offer where offering price is set to be lower than 90
, respectively, to lure the investing public into their businesses.The aforesaid acts are deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546
regulations may be relaxed in case holding company is deemed to have control over the businesses according to accounting standards or is restricted by law or public joint venture. The amendment aims to
disclosed the Q3/2015 financial statements through the SET's Electronic Information System on 13 November 2015.Ravi's misconduct was deemed a securities purchase based on a non-disclosed, material fact that
, Pongsachalerm and Chaiwat?s actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act of 1992 and thus liable to
shares while {D}, as investor contact, had facilitated internet tradings through accounts of {A}, {B} and {C}. {A} and {D}, however, refused to enter the settlement process.Consequently, {D} is deemed to
in benefits from trading of KARAT shares. Apichart?s actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and
offenders had refused to enter the settlement process. In addition, Nongluck and Adirek, as approved investor contact, are deemed to have prohibited characteristics of capital market personnel pursuant to
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015