consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to

.                                                                                                       _____________________________Remark: * Clause 23(2) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor

), which were in force at the time of offence commission. In addition, such act is currently deemed an offence under Section 242 and subject to the punishments under Section 296 and Section 296/2 of the

on 23 May 2018 and again on 19 June 2018; and refused to cooperate when another board meeting was called to discuss the setting up of a shareholders meeting. As a result, His action is deemed

debtor under receivership. Under such circumstances, in managing assets deemed to be owned by customers, the customers who are not associated with the derivatives broker shall be entitled to receive the

, Commanding General Territorial Defense Command said the support from capital market sector in improving our curriculum is deemed as another milestone in the field of reserve officer training cops student

exercise voting rights, excluding voting rights of interested shareholders. Moreover, issuance of new shares to pay for MAC shares is deemed a discount offer where offering price is set to be lower than 90

, respectively, to lure the investing public into their businesses.The aforesaid acts are deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546

regulations may be relaxed in case holding company is deemed to have control over the businesses according to accounting standards or is restricted by law or public joint venture. The amendment aims to

disclosed the Q3/2015 financial statements through the SET's Electronic Information System on 13 November 2015.Ravi's misconduct was deemed a securities purchase based on a non-disclosed, material fact that