letting Atthavut and Sujeera use her securities trading accounts and bank account to conceal their respective identities, she committed an offense subject to the penalties under Paragraph 1 of Section

Sujeera use her securities trading accounts and bank account to conceal their respective identities, she committed an offense subject to the penalties under Paragraph 1 of Section 297 of the SEA. The Civil

has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities

an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has

predicate offense under the Money Laundering Control Act. The SEC has therefore forwarded the case to the Anti-money Laundering Office for further consideration regarding relevant matters. In any case, filing

commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the

personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner

against {X1} Company Limited and strictly instructed the company to improve its compliance with the oversight regulations.The company's offense was liable to violation of Section 113 of the Securities and

any transaction not their own, or risk being exploited for an offense without their knowledge or subject to litigation in connection with an investment consultant?s misconduct

. Nantawat constituted an offense under Section 287 of the SEA and filed a criminal complaint against Mr. Nantawat with DSI in connection with the audit of the financial statements for the year 2021, in order