, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense
exploitable management, including not having such offense record during the period as specified by the SEC Office which is backward not more than 3 years before the expected date of establishing the branch
registration as a qualified fund supervisor, not have records of commission of offense under the laws governing the business operation of such persons, the laws governing anti-money laundering or any other laws
, not have records of commission of offense under the laws governing the business operation of such persons, the laws governing anti-money laundering or any other laws relating to financial businesses
a trust, such person has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage
final court judgment on the basis of an offense related to assets particularly due to deceitful, fraudulent or dishonest acts that results in widespread damage, either in accordance with Thai or foreign
for an offer for sale of newly issued bonds, the applicant has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest