) providing additional consultation involving feature, risk and return of the investment or transaction for the client ’s reviewing or reconsidering if the client insists to invest. After giving additional
ensuring that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the disciplines in accordance with such
person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of
that the services provided to investors would comply with the regulations relating to providing investment consultation and providing services relating to trading investment units, including the
consultation and providing services relating to trading investment units, including the disciplines in accordance with such regulations as specified by the management company; **(5) having the following
Public Consultation Document Aor Tor Ngor. 34/2560 Topic: Regulatory approach on Initial Coin Offering (ICO) Published on 27 October 2017 The Securities and Exchange Commission, Thailand (SEC
0.04 million or 129.03% increase from the same period of the previous year (Quarter 1 of 2018: THB 0.03 million). Other income mainly includes interest income and consultation income arising from the
from the same period of the previous year (Quarter 2 of 2018: THB 0.28 million). Other income mainly includes interest income and consultation income arising from the provision of consultation services