activities according to Emergency Decree on Public Administration in Emergency Situation, B.E. 2548 (Emergency Decree), Section 9, effective from March 26, 2020. Later on May 17, 2020, the Company began to
) EmployeeStockOptionProgram growth of the company by providing opportunity for directors and employee to take part in the ownership of the business. Positive gains of the company will also benefit the shareholders. However
://publish.sec.or.th/nrs/4003pe.doc 5883pe.doc Which May Constitute a Conflict of Interest in the Management of Mutual Funds in the part related to conclusion of transactions for property funds, mutatis mutandis ; (b
/4003pe.doc 5883pe.doc Which May Constitute a Conflict of Interest in the Management of Mutual Funds in the part related to conclusion of transactions for property funds, mutatis mutandis ; (b) related party of
category of private fund management; (7) “Specified property fund” means any mutual fund which https://publish.sec.or.th/nrs/4685pe.doc Section 4 instruments or evidence representing the rights to the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 31. The provisions of this Division shall apply to derivatives agent licensed under Section 16. The SEC may, if appropriate, promulgate the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and
S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under