and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and digital asset fund managers
asset fund managers digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign exchange transactions with
assets – to apply for an exemption of business restrictions specifically for securities and derivatives businesses, on the condition that they can demonstrate sufficient liquidity to continue normal
investment management business operators and related parties on ESG integration. The SEC hopes that the market participants will be able to apply the shared knowledge and the Principles for Responsible
) encouraging businesses in the capital market to apply the environmental, social, and governance principles (ESG), and (4) addressing economic, social and environmental issues in all aspects. Over the year
according to the investor’s orders. She also counterfeited the investor’s signature to apply for an ATM card for the banking account the investor had opened for the purpose of accepting redemption money
. Furthermore, social enterprises must all have good business management, which should apply the main principles from corporate governance codes of SET to its management. In this regard, SEC and the OSEP will
exemption shall apply as from the effective date of the Notification until 31 May 2020. In any case, the objective of such debt issuance must be fundraising for a project related to environmental protection
:(1) Every five percent report will apply only to securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as
securities business in the category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2. This Notification shall apply to securities underwriting made for a