several IOSCO’s working groups. The SEC Thailand was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the
. Circular 28/2541 26/08/1998 21. Circular 30/2540 25/12/1997 22. Circular 11/2547 03/05/2004 23. Circular 1/2547 16/01/2004 24. Circular 18/2543 08/09/2000 25. Guideline 26
อำนาจ ก.ล.ต. ในการกำหนดแนวทาง (guideline) ในรายละเอียดเกี่ยวกับการพิจารณากรณีที่เป็นการฝ่าฝืนกฎหมายอย่างร้ายแรง หรือมีผลกระทบอย่างร้ายแรงและมีนัยสำคัญได้นอกจากนี้ การปรับปรุงเกณฑ์ดังกล่าว จะบังคับใช้กับ
, complete and updated records of assets of clients. In case of making correction to any record, the securities company shall complete such correction within the same working day when the cause of correction
correction to any record, the securities company shall complete such correction within the same working day when the cause of correction is found and shall record the cause of each correction. Clause 14 A
adjustment in accordance with the method as specified in the agreement as follows. a. If Q2 Net Working Capital is equal to the net working capital, the second instalment will not be adjusted. b. If Q2 Net
cryptographic keys through their whole lifecycle. There should be an established guideline on cryptographic algorithm, key length, usage practices and secure process for key management. 25 The intermediary should