capital market auditors. Most respondents agreed with the proposal, viewing that a minimum of four auditors was appropriate. Additionally, they suggested that the SEC give audit firms a suitable timeframe
of rules monitoring listed companies. Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons
redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be
office to confirm the share transfer with a person who was believed not to be the true owner of the trading account, and adding a new contact phone number to the client?s personal profile even though there
initial investment starts at 350,000 baht. Upon signing the contract, trading account and code will be sent to client via email. Then, client can send trading orders as well as verify trading transactions
in value of the investment in the shares of the buyer at the same share price. The auditor has not been able to obtain sufficient and appropriate evidence to verify the gain on sale of the investment
the same share price. As a result, the auditor was unable to obtain sufficient and appropriate evidence to verify the gain on sale of the investment in the subsidiary and the gain on changes in the
law and may be exposed to risks of frauds and scams as well as the potential misuse of funds for money laundering by offenders. Investors can verify the list of digital asset business licensees on the
fraudulent schemes. In addition, tools such as Investor Alert and the SEC Check First application were introduced, enabling investors to verify companies, individuals, or products before making investment