this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The
efficiency improvement in concurrent with financial stability enhancement. It is not only a matter of survival but also that of creating a strong foundation and paving the way to be a leader in their
from February 1, 2013.From the report in this matter, the SEC probed into the case and found that {A}, {B}, {C}, and {D}, had used client accounts to trade securities for themselves. They also borrowed
news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
(F53 N.D. Rubber Public Company Limited (“ No.5/2017 held on November 26, 2017 which has the material resolutions as follows 1. Approved to propose the Shareholders’ Meeting to approve the Company to
. He is therefore considered a person having interest in this matter and is not entitled to cast votes in relevant agenda at the Board of Directors' Meeting. Mr. Chayanin Debhakam, D.B.A., is a director
and develop securities business related to investment management; “debt financing” shall include the issuance of debt instruments or conclusion of any transaction that would result in or is in substance
under Paragraph 1 is translated from any language, the offeror shall proceed as follows: (1) certify that the substance of the translated information has truly occurred or is in existence, and that there