suspended from trading securities or derivatives for six months, and shall be barred from serving as a director or executive in a securities issuing company or a securities company for 12 months
extraordinary payment and the highest rate of payment in five years. Subsequently, they commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take
) Public Company Limited (NPP)*, (10) Miss Rinnapa Kunawatsatit, (11) Mr. Patinya Dheva-aksorn, (12) Mrs. Kingkarn Smitananda, and (13) Mr. Praphol Milindachinla. The said persons cooperated by acting in
. Notification of the Office of the Securities and Exchange Commission OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company 17/02/1999 14. Report/Form (Notification of Securities
instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has inherent credit risk. rated obligation. THE IOSCO CODE OF
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Bangkok, 7 June 2018 ? The SEC has imposed civil sanction in the case of share manipulation of Asset Bright Public Company Limited (ABC) (currently named Digital Tech Planet Public Company Limited