proper investment management are concerned. To account for these concerns, international organizations and leading countries have laid out their own I Code. Furthermore, I Code is now one of the criteria
investor contacts were in violation of Clause 14(2) of the SEC Notification No. SorKhor 49/2009 Re: Approval for Investor Contacts, which stated that investor contact shall let investors make their own
carefully study the information, exercise their rights to protect their own benefits, and seek clarification or explanation from the company directors and executives so as to have sufficient information for
. Investment consultant's scope of duty is to contact and provide investors with investment advice or planning while investors are responsible to make their own investment decision. The SEC therefore urges all
of things to do for others without making their own involvement and contribution. The anti-corruption progress indicator will definitely help identify progress and constructive ways to elevate listed
business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may
shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining
important. Prior to making an investment decision, investors must exercise own judgment when considering detailed information relating to the securities issuer and the conditions of securities, including the
will hold NDR’s ordinary shares for 20.31% of paid representative, Mr. Dato’ Marco Low Peng Kiat ( transaction equals to 510,920,000 THB more than 20,000,000THB and more than 3% of net tangible assets
22, 2018, it depends on CRSB rights to decide whether to exercise his own remaining warrant but shareholding of CRSB must maintain and not exceed 25%. (At present, the major shareholders of NDR hold