Mr. Fredrick Ian McIntyre Mr. Fredrick Ian McIntyre colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in
control system in respect of giving advice, and investment supervision and control system of the investment advisory company, persons with power of management and advisors; (2)5 providing a compliance
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed with SEC the
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7045 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision have expressed interest and discussed
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10160 SEC Thailand’s Public Hearing on Regulatory and Supervision of New Digital Asset Businesses https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=482 SEC
, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department https
with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians not subject to Thai law and supervision of the Thai regulator. In addition
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of