category of shares (Private Placement) without having obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No. 17/2019 Dated 20/11/2019
Dimet (Siam) Public Company Limited. On 10 February, 2020, Dimet (Siam) Public Company Limited offer for sale newly issued securities in the category of shares (Private Placement) without having
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
accordance with Clause 21/4: (3) the registration statement for a private placement of structured notes to institutional investors or high net worth investors by an offeror who is a financial institution
net worth individuals under Private Wealth Management. For high net worth clients, other wealth management products are provided such as local and foreign mutual funds and structured products. For 1Q21
Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR Preferred share TDR TSR Warrant