listed securities as same as institutional investors, in addition to the current eligible assets which are government bonds and investment-grade debentures only. (2) SEC will consider the
) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses
COVID-19The first session will kick off on 30 April 2020 from 10.00 hours onwards. SEC expects to see the society, the business sector and all other sectors leverage FinTech not only to cope with the
be in compliance with the rules, conditions and procedures as prescribed by law. Currently, only government debt instruments and investment grade debt instruments are eligible for repo agreement
derivatives exchange with a minimum fee of 2 million baht in place of the existing fee which only prescribes the fixed rate of 2 million baht. Also, agricultural commodity derivatives would be granted an
public. The drafted regulations are expected to come into force on 4 January 2022 concurrently with the BOT’s regulations so that bond receipt and delivery to foreign investors will be done only through
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.
accounts to transfer fund or digital assets in order to safeguard themselves from frauds. Investors are strongly advised to contact Bitcoin Co. Ltd. (BX) via its website at https://bx.in.th/ only. The
related to takeovers. This will not only promote timely updates on new developments but also support proper and efficient supervision,” added Ms. Sirivipa.During the past five years, an average of 14