irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
security of information technology in accordance with the criteria prescribed and notified by the SEC Office. Clause 9 The derivatives broker shall ensure that at least one-quarter of the company’s directors
least one-quarter of the company’s directors are independent directors. In cases in which an independent director of the derivatives broker dies, resigns, or his or her approval by the SEC office is
. 6 Clause 15/2 8 Management of any other properties which are not principal assets of a REIT shall comply with the following rules: (1) in case of managing by itself, the trustee shall at least impose
redemption right and will exercise the right after the offer for sale of the structured notes for at least X years or when the interest rate in the market decreases/increases to Y percent per annum, etc. 9
consideration without delay. Clause 12. At least half of the panelists in the administrative panel shall form a quorum. Decisions shall be made at the meeting upon majority vote. Each commission panelist is
of Assets by preparing and submitting a report and disclosure of information memorandum on such transaction of the Company to the Stock Exchange of Thailand (the “SET”) immediately, which must at least
2 0.01 Total 3,400,000 100.00 3,400,000 100.00 Enclosure 1 11 Other juristic persons in which Unison One Co., Ltd. holds shares of at least 10 percent -None- Summary of financial statements for the
the first quarter of 2019 due to the contraction of corporate loans. However, thanks to the increase in realized interest income according to TFRS9, the impact on interest income is minimal. Interest