work system that prevents the use of client assets in the company’s custody to engage in any activities or seek benefits, regardless of the means. This includes putting in place separate accounts for
, they must establish a separate legal entity for this service. Additionally, they must not use any names or information that could mislead the public into believing that they are engaged in a digital
custody system by ensuring that client assets denominated in Thai baht are kept separate from the company’s assets and establishing an efficient system for the deposit and withdrawal of monetary assets; (3
impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay
I-Mobile Plc. (SIM) and Samart Telcoms Plc. (SAMTEL) as well as Somchai Vimorkcharoensuk and Somruay Sae-lim for aiding and abetting such manipulation, in the total amount of 36,605,453.69 baht; and(3
: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
”), with a par value of Baht 100 per share, equivalent to 100 percent of the total shares, as well as the newly issued shares of NGH that will be issued following registration of its capital increase before
September 2019. As of 29 November 2019, the company has been selected as one of 98 listed companies in the list of Thailand Sustainability Investment, known as "2019 Sustainable Stocks,” as shares of
clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “investment” means an acquisition, disposal or holding of
information related to clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “ investment ” means an acquisition