ความคิดเห็น บริษัทหลักทรัพย์จัดการกองทุน ผู้ดูแลผลประโยชน์ของกองทุน ที่ปรึกษาทางการเงิน ผู้ลงทุนทั่วไป อื่น ๆ (ระบุ) แบบสำรวจความคิดเห็น Verify Code Reload * re-Verify Code ข้อมูลผู้ติดต่อ
for mutual funds. AMC can select and apply these tools as necessary, in accordance with the situation, ensuring they are appropriate and effective; (3) To require the custodians to verify
Pornanong Budsaratragoon said: “Accessing the SEC Check First app through the Citizen Portal further facilitates and provides an additional channel for investors and the public to verify individuals, products
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
/News_Detail.aspx?SECID=8253 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to
/RoyalEnactment/enactment-digitalasset2018.pd... ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ derivatives fund managers being a financial institution regulated by other agencies; “ electronic data” means data
of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s