appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires
, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries
Association of Securities Companies with the SEC approval. In addition, the Capital Market Supervisory Board has approved revision on regulations to require securities underwriter either equity or debt
Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward
regulations on approval of auditors whereby the approved auditors must work for audit firms whose audit quality assurance system must be reviewed by the SEC. By the announcement, Thailand is now recognized as
seek approval for such offering. Accordingly, shareholders can learn and aware of the related persons? movement and their voting. Meanwhile, the allotment of debentures, B/E and DW to the related
public hearing on proposed amendments to the regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital
/News_Detail.aspx?SECID=9892 SEC public hearing on proposed amendments to the regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the