for making their own trading decision to prevent embezzlement and misappropriation of their assets. Importantly, investment consultant must perform the duty honestly, adhere to professional standards

ก.ล.ต. กล่าวโทษบุคคล 3 ราย ได้แก่ (1) บริษัทโปรเฟสชั่นแนล พอร์ทโฟลิโอ อินเตอร์เนชั่นแนล จำกัด หรือ Professional Portfolio International Ltd. (PPI)  (2) Mr. Eric Jordan หรือ Mr. Eric Jack Jordan หรือ

professional knowledge and expertise in performing duties. Another investor contact is reprimanded for performing unassigned tasks. All cases have taken effect as from December 31, 2011.Suspensions: {A}, an

companies. This includes enhancing the quality of IAs, covering the establishment of qualifications for heads of the IA function, and developing professional development plans for IAs in collaboration with

บังคับ (Non-compliance with Laws and Regulations) ใน Handbook of the International Code of Ethics for Professional Accountants (จรรยาบรรณของผู้ประกอบวิชาชีพบัญชี หรือ “code of ethics”) โดยมีผล

completely, the group of company’s performance will be improved respectively. Please be inform accordingly, Yours sincerely, (Mr. KittiPhuathavornskul , Ms.Netirad Sang- ngam)

and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall determine a measure for selection and

capable of operating continuously, correctly and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall

cash including some portion of operating cash flow to pay debentures that due on January and July 2019 totaling Baht 1,701 million completely. Non-current assets were not changed materially. Liabilities

_____________________________________________________________________ 5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and