Bangkok, June 29, 2012 ? The SEC declined to grant further extension of dateline for Professional Waste Technology Plc (PRO) to submit the rectified and audited 2011 and reviewed Q1/2012 financial

gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor

capital market work with audit firms having quality assurance systems in compliance with professional standards. The regulation was issued to ensure that reliability of listed companies? financial reports

company’s Trading Rules as approved by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

market by increasing the number of auditors in the capital market and enhance the audit personnel?s capability in response to changes of professional standards and more complex transactions. Under this

43 - 1,864.50 0.98% - 7.74% 1.57% - 7.20% EQCR) 18 - 155 0.20% - 2.09% 0.32% - 2.5% 71 - 4,795.50 3.44% - 18.15% 3.89% - 21.36% * / ) *100 Signing Partner Engagement Partner EQCR 1 10 professional AQIs

professional AQIs - 9 - 2. * 2565 Non-Big 4 Local firms International firms (partner) 29 25 26 4 5 4 * / professional skepticism 3. * 2564 - 2565 Non-Big 4 Local firms International firms 60% 31% 37% * / - 10

Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing

Bangkok, March 11, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against four persons for jointly falsifying documents causing Professional Waste