Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the
) seller with in-depth information on the product offered to investor (product due diligence), (iv) distribution of fact sheet, (v) completion of customer?s suitability test prior to giving advice and (vi
operators, DEMCO will face limitation in term of minority protection. IFA indicates that prior to making their decision, DEMCO shareholders should, with due care, take into account and compare benefit to
given by the board and thus the transaction needed prior approval from the IEC board of directors. His acts caused IEC to have burden on loan guarantee in the amount of B1,178 million and were in
, Thammasat University revealed that the study emphasized the importance of credit watch placement information given by credit rating agency prior to announcement of credit rating adjustment on listed companies
share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not
February 2018. In addition, the Company arranged more marketing events than prior year such as “FN Fair” at head office and “FN Thank you sale” at branches. The sales proportion in 1Q18 has been increased
increased in export sales in Asian and The Middle East zones by Baht 138 million or increased by 17%. In prior year, these zones are facing economic problems. However, in this year, the sales soared as the
investment advice and providing service relating to trading investment units, mutatis mutandis, unless there is any provision in this Notification especially. Clause 7 Prior to accepting to be an agent for