this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
in the category of inter-dealer brokerage; (3) a securities company in the category venture capital management; (4) a derivatives intermediary in the category of derivatives advisory; (5) a person
Establishment and Management of Property Funds; “paid up capital” means the total value of the units which are paid in full. “REIT manager” means a person who performs the duty as REIT manager in accordance with
authorized to make decisions on company’s business operation on behalf of the board of directors; (5) “Department director” means any person who is responsible for the internal operation of a department in the
) “Department director” means any person who is responsible for the internal operation of a department in the company. Clause 2. A securities company may appoint or allow another securities company’s executive to
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
ระเบียบของ UCITS (Undertaking for Collective Investment in Transferable Securities) เป็นกองทุนรวมที่ เ ส น อ ข า ย ใ ห้ กั บ ผูล้งทนุต่างๆ ทัง้ผูล้งทนุทั่วไป (retail investors) และผูล้งทนุสถาบนั
company which wishes to make offering convertible bonds at lower market price to a specific person (placement), the applicant has complied with additional requirement as prescribed in Clause 13/1; (6) the