Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to
the SEC supervision can also be viewed under ?Investor Alert? banner. In addition, any investor or general public can be of assistance by simply dialing 1207 to give information on suspicious
country regulators are able to provide assistance in investigation and the exchange of information relating to violation of securities law;- At least two directors must be Thai nationals and reside in
members recognized the importance of effective cooperation and agreed to use this multilateral forum to facilitate policy discussion and further develop cross-border assistance. In addition, they agreed to
List? banner. For further investigation, the SEC Help Center welcomes public assistance and reports of suspicious scams or unlicensed activities at tel: 02-263-6000 or complain@sec.or.th. Information
at ATMs. Strengthening of customers’ data protection and privacy management: A working group was set up to study and progress action to comply with the personal data protection law which will come
, respectively. - Financial expenses increased from Baht 14.90 million in 2016 to Baht 18.07 million in 2017, or 21.29%, resulting from the use of personal loans of 9.00% per annum and overdraft facilities 7.50
Company also complies with the Bank of Thailand to provide the relief measurements to assist our customers by reducing minimum payment for credit card and personal loan as well as providing a grace period
apply) Documents Yes No N/A Reasons for No and N/A (1) Form 61-1 F Application for registration as a foreign auditor in the capital market. Signature of the applicant is required. (2) Applicant’s personal
personal acts becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in