21.07% due to personal loan at interest rate 9.00% per annum and OD interest rate at 7.50%. - As the end of quarter2’2017, total assets Baht 939.00M was higher than previous year at 1.23% due to work in
financial was increased from Baht 10.87M in Q3’2016 to Baht 13.76M in Q3’2017 at 26.54% due to personal loan at interest rate 9.00% per annum and OD interest rate at 7.50%. - As the end of quarter3’2017
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
manager, (7) Darunee Phu-ngoen, personal assistant to Suthisak, and (8) Paphawin Pinwatthana, personal secretary to Suthisak, for falsifying documents and accounts and/or siphoning.The SEC probed into the
wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information
Regulation shall apply to application for license and issuance of securities business licenses as follows: (1) Type A securities business license: (ก); (2) Type B securities business license: (ข); (3) Type C
Exchange Commission. Chapter 1 Application for Approval ______________________ Clause 4. Persons who obtain approval to be investor contact shall be divided into two categories which are Category A Investor
Securities and Exchange Commission No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation