unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of

., Ltd., that provide operation and maintenance service for solar power plants. The group of companies of the seller, which is the group of Brookfield Renewable Partners, is a global operator of renewable

., Ltd., that provide operation and maintenance service for solar power plants. The group of companies of the seller, which is the group of Brookfield Renewable Partners, is a global operator of renewable

สมาชิกของ WFE1 1.2 อีทีเอฟต่างประเทศและผู้รับผิดชอบดำเนินการของอีทีเอฟต่างประเทศ (ETF operator) ต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลต่างประเทศที่เป็นสมาชิกของ IOSCO2

following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives business

of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for

Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis)   23/01/2004 06/01/2004   Notification of the Office of the Securities and Exchange

of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for

of Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for

01/03/2017 2. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer