Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
ที่ กบร No. Kor Bor Ror. 020/2018 November 13, 2018 President The Stock Exchange of Thailand Re : Clarification on the company’s over 20% change in its operating results for 3rd quarter, 2018 Dear
. TorChor. 7/2552 (2009) Re: Acting in Concert as a result of the Nature of a Relationship or Behaviour and Requirements under Sections 246 and 247 (including the amendments thereof). As a result, the
Notification of the Capital Market Supervisory Board No. TorChor. 7/2552 (2009) Re: Acting in Concert as a result of the Nature of a Relationship or Behaviour and Requirements under Sections 246 and 247
operations as mandated by law. On 8 December 2023, the company notified that it still could not meet the fund requirements. Moreover, the SEC detected the company’s lack of personnel readiness and on 1
. * IFRS S1 General Requirement for Disclosure of Sustainability-related Financial Information specifies general requirements for disclosing sustainability-related financial information, including
behavior.On {A} case, her employer reported to the SEC that {A} failed to meet minimum educational requirements for her job. The SEC ' s further probe showed that she also failed to meet the SEC's requirements
Form 246; requiring compliance with tender offer requirements when shareholding thresholds are reached; and establishing fiduciary duties of directors and executives to prevent self‑dealing and
under the application for approval as prescribed in Part 2: (1) although the applicant or the offer for sale of securities has characteristics or forms in accordance with the requirements or conditions