qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16 August 2024. Remarks: * 1. Notification of the
required to meet and maintain financial qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16
order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities
client's account without the client's order and failing to perform in accordance with the client's order were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the
orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
the amendments* have been published in the Government Gazette and became effective on 1 June 2024. ____________________Notes: * Four notifications of the relevant regulations are: (1) Notification of
in the future. ** The seven relevant notifications are as follows: (1) Notification of the Securities and Exchange Commission No. Kor Jor. 16/2567 Re: Exemption of the Provisions regarding Public
notifications of regulations, as follows: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2567 Re: Application and Approval for Issuance and Public Offering of Newly Issued Debt
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial